Track SEC, FINRA and ESMA regulatory news automatically

The system scans SEC, FINRA and ESMA sites daily, flags new regulatory updates, and alerts your team in Slack.

How the work actually flows

A straight line. Runs once per each regulator site checked.

Pattern: Sequence (1) ยท Multiple Instances with a priori Design-Time Knowledge (13)

flowchart TD trig(["every day"]):::trigtime s0[["check regulator websites"]]:::mi s1["ai extracts new announcements"]:::task s2[("log update to sheet")]:::store s3["send slack alert"]:::task trig --> s0 s0 --> s1 s1 --> s2 s2 --> s3 out[/"logged regulatory updates with alerts"/]:::out pay{{"never miss a regulatory change"}}:::pay s3 --> out out --> pay classDef task fill:#e7f6fe,stroke:#34b8f0,color:#2c2a29 classDef svc fill:#f6f8fa,stroke:#7c8795,color:#2c2a29 classDef mi fill:#e7f6fe,stroke:#0079a8,color:#2c2a29,stroke-width:2px classDef human fill:#fff,stroke:#0079a8,color:#0079a8 classDef store fill:#f6f8fa,stroke:#0079a8,color:#2c2a29 classDef trig fill:#00a4eb,stroke:#0079a8,color:#fff,font-weight:bold classDef trigtime fill:#00a4eb,stroke:#0079a8,color:#fff,font-weight:bold classDef trigdata fill:#8ad4f5,stroke:#0079a8,color:#06314c,font-weight:bold classDef gate fill:#fff,stroke:#e8a23d,color:#6b4708,font-weight:bold classDef out fill:#1f9d6b,stroke:#167a53,color:#fff,font-weight:bold classDef pay fill:#06314c,stroke:#021f33,color:#fff
Starts itA stepRuns once per itemA record or sheetResultPayoff
Build size
Standard

A mid-size build with several tools working together.

Business functions
Messaging & NotificationsSpreadsheet & Database OpsWeb Scraping & Data CollectionResearch & Market IntelligenceFinance & AccountingSecurity & Compliance
Connects
Google SheetsSlack

The problem it solves

Checking multiple regulator websites every day for updates is tedious and easy to miss something important. A missed regulatory change can mean a compliance gap or a late response when it matters most.

Who it fits

Compliance officers and risk teams at financial services firms.

How it works

  1. Every day, the system checks SEC, FINRA, and ESMA websites for updates
  2. AI reads and extracts new regulatory announcements from the last 24 hours
  3. Each update is logged to Google Sheets for your compliance records
  4. Your team gets a Slack alert whenever new regulatory news appears
What you get

Regulatory changes flagged the same day they post

Your team gets a Slack alert the same day SEC, FINRA, or ESMA post new regulatory updates, with everything logged for your records.

What you get

A running Google Sheets log of regulatory updates and Slack alerts when new ones appear.

What you need

A Google Workspace account and a Slack workspace.

We can build this. But should you?

The hard question is not how to build it. It is whether this is the right thing to build first.

That is what a Fractional Chief AI Officer figures out with you, before anyone writes a line of code.

Let's Talk Strategy

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